Dabba Trading
Dear Investor,
In order to enhance investor awareness, transparency and ease of access to information relating to securities holdings, the Depositories (CDSL/NSDL), in co-ordination with SEBI, have upgraded their respective investor applications (link of mobile application mentioned below) providing a consolidated, bird’s eye view of investors’ holdings in securities markets.
The salient features of the applications are as follows:
We urge you to download the applications from the links given below and take benefits of the applications.
https://apps.apple.com/in/app/cdsl-myeasi-app/id6737304195
https://play.google.com/store/apps/details?id=com.cdsl.myeasi
https://apps.apple.com/in/app/nsdl-speede-app/id922834763
https://play.google.com/store/apps/details?id=com.msf.NSDL.Android
SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.
https://www.sebi.gov.in/reports-and-statistics/research/jan-2023/study-analysis-of-profit-and-loss-of-individual-traders-dealing-in-equity-fando-segment_67525.html
Dear Clients,
NSE Vide its circular dated July 06, 2022 has informed the trading members to carry out due diligence of all those clients wishing to trade in derivative segment of the Exchange more specifically in the Options segment to avoid any kind risk/threat that may occur as the derivative Products are not designed for general Public whose Income does not support the trade Position in Options.
Further in line with this circular all clients trading in derivative segments are informed to kindly update your financial details/income with us so as to avoid disallowance of trading in derivative Products.
Our compliance department will analyse the Income details with the turnover and in case of any serious deviation your account will be blocked for trading in derivative Products and it will be at the sole discretion of MLB SECURITIES LTD. Further Please also note that following actions needs your attention at all times and request you to desist from following aSantoctivity to ensure smooth Operations of your trading account maintained with us.
Sharing of trading credentials – login id & passwords including OTP’s.
Trading in leveraged products like options without proper understanding, which could lead to losses
Writing/ selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks
Dealing in unsolicited tips through WhatsApp, Telegram, YouTube, Facebook, SMS, calls, etc.
Trading in “Options” based on recommendations from unauthorised / unregistered investment advisors and influencers.
For your necessary action and Information.
MLB SECURITIES LTD.
Compliance Department
Investments in securities market are subject to market risks; read all the related documents carefully before investing.
Stock Broker can accept securities as margin from clients only by way of margin pledge in the depository system w.e.f. September 01, 2020.
Update your email id and mobile number with your depository participant and receive OTP directly from depository on your email id and/or mobile number to create margin pledge.
Client’s consent through OTP (One Time Password) for all off market transfer including inter depository transfer (IDT) has become mandatory with effect from November 1, 2020.
Effective from January 9, 2020, all off-market transfers with reason codes ‘sale’ and ‘Commercial Paper Issuance’ shall be executed only after remitting stamp duty in NSDL Account.
Prevent unauthorized transactions in your account ---Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.
"KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
Check your Securities/MF/Bonds in the Consolidated Account Statement issued by NSDL/CDSL every month.
Trading in equities involves much more than just stock trading. It involves developing skills of long-term wealth creation and management. The pre-requisite to this process is answering certain imperative fundamental questions about the company before making an investment decision. These questions involve the profile of the company, background and credibility of its promoters returns to the shareholder in terms of dividends and bonus, profitability of the business operations, micro-economic facets and macro situation of the economy.
An important aspect that deserves special mention is the risk-return trade off that investors face, both in the short and long term. Higher risk undertaken is generally compensated with higher returns, but this may not be the case always. This is why trading through a well-established and well-informed stockbroker become paramount. The acumen and resources of the investor when combined with the experience and research of the broker can do wonders for the investor financially. This is where we come in
Looking beyond the spectrum of traditional equity trading in stocks and bonds, derivatives trading has gained massive popularity across the globe, and more recently in India. The reason behind this popularity lies in the fact that it is less risky to trade in derivatives than other trades because one is not actually purchasing the underlying asset or buying into the company but agreeing to purchase them in the future, in which the investor gets ample time and opportunity to hedge his position. Secondly, they can be viewed as a good short-term investment strategy with a much less initial investment than otherwise required. Thirdly, the variety and flexibility offered by trading in futures and options are absent elsewhere because in addition to stocks and bonds, derivatives can also be traded in the money market, foreign exchange (forex), and credit
It should be kept in mind that indicators affecting a derivative's performance are varied, and largely depend on the type of derivative. These can range from the stock market index to the consumer price index to weather conditions and fluctuations in currency exchange rates. Hence, some skill, research, a trusted financial agent and a bit of luck is pre-requisite to venture into this segment.
KYC Registration Agency (KRA) provides for centralization of the KYC records in the securities market.
It has become mandatory for an Investor to complete the KYC process as and when they interact with each type of SEBI Intermediaries by submitting the relevant documents.
The Intermediary shall perform the initial KYC and upload the details on the system of the KYC Registration Agency (KRA). This KYC information can be accessed by all the SEBI Registered Intermediaries while dealing with the same client. As a result, once the client has done KYC with a SEBI registered intermediary, he need not undergo the same process again with another intermediary.
Additionally, any further changes in investor’s personal information can be made by giving a single request to the KRA through one of the registered intermediaries.
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We are Depository Participants of National Securities Depository Limited (NSDL) and offer depository accounts to individual investors as well as corporates.
Enjoy the dual benefits of trading and depository services under one roof and experience efficient, risk-free and prompt depository service.
Your DP account with us includes various benefits to you such as hassle free transaction of securities, dematerialisation, conversion of mutual fund units, mutual fund redemption, re-materialization, pledging of shares, stock lending and borrowing.
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MLB Securities Ltd.
NSE: CM, FO, CDS | BSE: CM | SEBI Reg. No. INZ000283735 Depository Participant: NDSL: DP ID: IN302654 SEBI Reg. No. IN-DP-658-2021 Registered Address: 16 India Exchange Plece System & Surveillance (Bikash Adhikaty, Phone: 8017063862, Email: mlbsec13@gmail.com For any grievances/complaints Email us at – mlbsecinvestorgrievance@gmail.com
Please ensure you carefully read the risk Disclosure Document as prescribed by SEBI. We do not share client details with any third party and do not sell any tips or recommendations. In case anyone calls you posing as an MLB Securities Limited executive offering/inducing you to trade, please report to us at 9830540300 / 9830340300
Aadhaar seeding with PAN :
Clients are requested to take note that PANs not seeded with Aadhaar vide Government notification dated June 25, 2021, the effective date of Aadhaar seeding (linkage of Aadhaar with PAN) was extended up to September 30, 2021 w.e.f. October 01, 2021 will be considered as invalid for the purpose of trading in Stock Market.
For detail visit:- https://archives.nseindia.com/content/circulars/ISC49477.pdf
NOMINATION FOR TRADING/DEMAT ACCOUNT
Clients are requested to take note of the SEBI circular bearing reference No. SEBI/HO/MIRSD/RTAMB/CIR/P/2021/601 dated July 23, 2021, regarding
Nomination for Eligible Trading and Demat Accounts For more details visit https://www.sebi.gov.in/legal/circulars/jul-2021/nomination-for-eligible-trading-and-demat-accounts_51313.html
KYC MANDATORY ATTRIBUTES
Clients are requested to update 6-KYC attributes that are mandatory as per NSE circular No.: NSE/ISC/47869 dated April 01, 2021 & circular No.: NSE/ISC/48165 dated May 03, 2021 viz (a) Name (b) Complete Address including PIN (c) PAN (d) Valid Mobile Number (e) Valid Email-id (f) Income Detail/Range, not older than 12 months before trading.
After submitting a written declaration to us, client can use common mobile number and email address of its family members. Family for this purpose has been defined as self, spouse, dependent parents and dependent children.
For more details visit https://archives.nseindia.com/content/circulars/ISC48165.pdf
Application Supported by Blocked Amount (ASBA)
No need to issue cheques by investor while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.
KYC
KYC is one time exercise while dealing in securities market. Once KYC is done through a SEBI registered intermediary (broker, DP, MF, etc) you need not undergo the same process again when you approach another intermediary.
CHECK NSDL/CDSL STATEMENT
Check your securities /MF/Bonds in the consolidated account statement issued by NSDL/CDSL every month.
Guidelines/clarifications on Margin collection & reporting
Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July31,2020 and NSE/INSP/45534 dated August 31,2020 and other guidelines issued from time to time in this regard.
UPFRONT MARGIN FOR CASH MARKET
Pay 20% upfront margin of the transaction value to trade in cash market segment
UPDATE MAIL & MOBILE NO. FOR OTP
Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL on the same day......................issued in the interest of investors."
Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
SCORES URL Link : https://scores.gov.in/scores/Welcome.html
Filing compliant on SCORES - Easy & Quick a. Register on SCORES portal b. Mandatory details for filing complaints on SCORES
i. Name, PAN, Address, Mobile Number, E-mail ID
c. Benefits:
i. Effective Communication
ii. Speedy redressal of the grievances
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